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mafhoum
The last year of the twentieth century
witnessed an unprecedented level of international discourse involving the
world's water users, managers and policy makers. They engaged in intense consultative activities. They
reviewed the global water predicament and identified ways to secure regional
water environments and the societies and economies which depend on them. The
preparatory process produced numerous reports for the Second World Water Forum
in The Hague in March 2000 (WWC 2000, GWP 2000, World Water Commission 2000).
During the consultations for the report writing attention was drawn to the
fundamental political nature of the pre-Hague process (Allan 1999). But the
authors of the numerous reports were unable to escape their assumptions that
water was a narrow hydrological phenomenon rather than a multi-dimensional
resource enmeshed in nested political economies. Nor could they think or write
outside the technical and economic ideologies that would lead the sensible water
users and wise policy makers to the virtues of technical and economic efficiency
and environmental consideration. There was talk of civil society, governance and
stakeholders, even of political commitment. But the discourse ducked the
challenge of recognising that innovative outsider scientific information as well
as outsiders principles of economy, equity and the environment are subordinate
to local political milieux into which they would have to be introduced. At The
Hague the political reaction to advocating that water is an economic resource
rather than a social resource was strongly contended. Water pricing instruments
and privatisation were also very loudly contested from the first moments of the
Forum. The purpose of this study is to draw attention to the necessity of
starting with the political contexts in which water resources are allocated and
managed. It will include a narrative on the paradigms that have determined the
way that water resources have been perceived and managed during the twentieth
century including those that influenced the authors of The Hague Forum reports
and those that contested them. The paradigm that Nature could be controlled was
one of the ideas that dominated both capitalist and socialist versions of
industrial modernity during the first 75 years of the century. A paradigm based
on the notion that environmental resources such as water were being damaged
rather than controlled by the impact of the alliance of science, engineering and
national investment gained currency in the North and Northern donors by the
mid-1970s. This paradigm reflecting environmental concern has only achieved very
limited purchase on water policy making in the South. In the 1990s a further set of principles
gained currency. That water is an
economic resource seized the Northern professional water community. The approach
has been resoundingly rejected in the South. A fifth paradigm has emerged in the
last years of the 1990s – that of integrated water resource management (IWRM).
IWRM requires a new holistic approach and an unprecedented level of political
cooperation. It will be argued water users and policy makers operate in
political systems which determine or not whether new paradigms can be
assimilated. The political systems make sense to those who live in them. They
have a political rationale. The next essential water resource management
paradigm is that water users can assimilate IWRM if the innovation of
‘integration’ is appreciated as a political process and not just as a technical,
investment or information sharing process. Water policy will be transformed if
it is politically feasible. Influencing political feasibility is the next
essential water resource paradigm. Such innovation will be achieved by taking an
inclusive approach and emphasising the institutional dimension of the
inescapably political integrated water resource
management.
Give us grace to accept the things that
cannot be changed,
Courage to change the things that should
be changed,
And the wisdom to distinguish the one
from the other.
The serenity prayer, Reinhold Niebuhr, c1940, and oft quoted by Hillel
Shuval.
The purposes of the
paper are first to draw attention the
political nature of the Vision and Action processes associated with the Second
Global Water Forum held in The Hague in March 2000 . The Vision and the Framework required the construction and
re-construction of perceptions of water and water environments. Without such
preliminaries the technical and institutional reforms envisaged in the Vision and the Framework will not be implemented.
Secondly it will be emphasised that the water allocating and managing
communities world-wide are diverse. They are variously endowed and
differentially developed socially, politically and economically. The economies
of the plural North are relatively rich and deeply integrated into global
information and trading systems. Those of the plural South are diverse, are
frequently poor and not globalised and where global systems have impinged they
have often been damaging. Thirdly, it will be argued that
different approaches will be necessary to address the information rich and risk
aware North from approaches which can impact poor isolated rural communities of
the South. Fourthly, it will be shown that those concerned to communicate new
knowledge and to promote innovatory water policy reform must be clear about the
phase of innovation with which they are concerned. The assumption that the unrevealed
benefits of innovation will prevail over the valuation of traditional practice
has no substance. Water users and communities must want as well as know about new methods before new
systems can be introduced and operated effectively. Fifthly, it will be
emphasised that poverty is the main impediment to the adoption of economically
and environmentally sound water using practice. Ameliorating poverty is
fundamental to the capacity of a community to change its perception of water and
its use. Further socio-economic development is an inescapable preliminary to the
adoption of politically stressful
allocative principles being advocated by very recent Northern converts to the
causes of environmentally considerate and economically efficient water
use.
Beliefs, knowledge and
action
We are in the knowledge construction
business and the belief making game.
Those involved in the Vision/Action
awareness raising processes at the millennium as well as the billions who are
targeted by the knowledge that is being constructed are involved in political
processes. These political processes have determined the directions that water
managing policies have taken in the past. Attempting to set new directions in an
area so fundamental to existence, traditional livelihoods and social relations
as water is to struggle with core politics.
The Vision/Action process has to be
situated historically; this aspect has not been given enough attention. The
process of constructing NEW ideas [knowledge] about the economic and
environmental values of water gained currency among water specialists only a
short time ago; in the mid 1970s. This newly constructed knowledge is being
disseminated throughout the world, and whilst this is a relatively simple
process in the plural North it is more difficult in the plural South. In the
North the new knowledge may be better known but there is still a need to
disseminate the sound principles comprehensively. In the South long evolved
beliefs are entrenched. Such beliefs contradict the new knowledge. Ownership of
the new water knowledge has scarcely been taken on by water professionals in the
South. New water knowledge has had no impact on most water using communities
world-wide.
Making the Vision politically credible to
the South is an unavoidable preliminary challenge; the acquisition of ownership
of the new knowledge highlighted in the Vision is a political process. It is the
crux of the challenge for those attempting to identify facilitating Actions. Achieving widespread awareness, at all
levels of the water using and water policy-making communities, that water’s role
in livelihood futures is as important as its current role in securing existing
livelihoods, is essential. Such a shift in perception is politically
counter-intuitive. Those who have a stake in the status quo will effectively
resist the economically and environmentally inspired innovations of water use
efficiency and the newest concepts of environmental sustainability. Fortunately
sustainability is no longer just an
ecological concept. Economic and social dimensions are recognised to be as
integral to the definition of sustainability as are the environmental priorities
that were constructed by the green movement from the 1950s and 1960s. (Carson
1965)
In the Vision/FFA process water
specialists are trying to export their perceptions of the risk of a global water
deficit to peoples who have overwhelming local anxieties resulting from extreme
poverty and to politicians fearful of social instability. Water poverty is just
one of their deficits. The Vision/FFA process must
attempt:
•
to show why an impending water crisis seems more urgent now. This issue
of ‘why now’ has been addressed to some extent in what has been written in the
initial Vision documentation and many
publications since Dublin/Rio.
•
to explain what experiences and events caused the Water Visioneers to
feel that the issues - water use
regulation, water use efficiency, environmentally sound water management - are
so important and why such a Vision
and Actions need to be spread
world-wide to both North and South.
The following section provides an account
of water relevant events in the North. These events in the North are recounted
not because they are more important than events in the South. The narrative is
provided to help understand where and when in the North its recently adopted
economic and environmental wisdom on water emerged.
The political economies of the
industrialised countries have been inspired for just over a century by the
belief that nature, including water resources, could be controlled. Since the
late nineteenth century the entrepreneurs and state agencies involved in
delivering water for economic and social purposes believed that Nature,
including water, could, and should, be subject to the mastery of science and
industry. This high phase of industrial
modernity was possible because of the revolutions in science and industry in
the early nineteenth century and the achievements of capitalist organisation in
marshaling the resources of labour, the environment and
capital.
Unsatisfactory outcomes of this
unprecedented synergy had become evident by the mid-nineteenth century. In the
1840s Marx drew attention to the dangerous tendency of this capitalist inspired
system to ignore the interests of the other contributors to the capitalist
mission and especially the contribution of labour. In the event, capitalism and
the polities in which it was embedded, addressed this ‘first failure of
capitalism’. The message of the
philosophers and critics was heard. The extreme risks to political stability of
the grotesque and rapidly expanding urban poverty of the second half of the
nineteenth century were avoided. Over the next century various forms of
redistributive social democracy emerged to reshape the capitalist mode and
confound the predictions of Marx. Capitalist interests were made aware of the
social necessity of addressing the concerns of labour. Post-modernists might see
a version of ‘reflexiveness’ in the way the ideologies – liberal, social
democrat and even conservative – adjusted
in the industrialising Northern polities.
The second fundamental problem, some
would say the second failure of capitalism, resulting from the drive for
progress, whether in the economies of Europe and North America or of the Former
Soviet Union, became evident just over a century after the first. The negative
pressures on environmental resources of progressive industrial modernity with
its assumption that Nature could be controlled began to be evident by the 1950s.
Classic analyses by environmentalists such as Rachel Carson (1965) drew
attention to the carelessness of what others (Beck 1992 & 1995 and Giddens
1990) have identified as a century of industrial modernity which damaged rather
than controlled Nature. Two decades of discourse later certainties had been
replaced by uncertainty; environmentalist principles had entered Washington
politics via President Jimmy Carter’s presidency – 1976-1979. (See Carter 1982
and Allan 1999) Carter became a champion for water and the environment
challenging the institutions and political networks put in place by his
predecessors to dam and control the wild waters of the United States. He was
unsuccessful but he did accelerate widespread recognition that the approaches of
supposedly progressive industrial modernity, “harnessing the forces of nature
for the benefit of mankind”, were full of risks and no longer viable. He
emphasised also that they were not cost effective. By the mid-1970s - the
progressive Nature controlling -ends 'had ceased to charm’ (after Mill, J. S.)
at least in the North. But note the mid-1970s was a very short time
ago.
The recognition that the mismanagement of
water resources requires new attitudes amongst those at the commanding heights
of the rich economies of the North is just one of many signals that there has
been a significant shift in approach to the use and husbanding of environmental
resources. The lesson from the North, however, is that the two or three decade
long environmental discourse and especially the water discourse did not start in
the corridors of power in Washington, nor in those of the multi-national
corporations, nor in those of the Corps of Engineers or the United States Bureau
of Reclamation (USBR). Water gained a place on the agenda of those allocating
national budgets relating to water only after the argument had been made by
individuals and activists, mainly ecologists and scientists (and the hippies of
the sixties who have come into power). Economists remind us that Ricardo valued
the environment at the beginning of the nineteenth century, but they cannot
explain their century and a half of neglect of the subject thereafter. Their
recent unconvincing attempts to ‘value’ the environment was a response to the
questioning by the green community of what the latter regards as an
environmentally charmless outcome of industrial modernity. The economist’s role
was a reflexive one as has been that of engineers.
By 1992 a suite of environmental issues
had become global concerns; global warming, species diversity and water. Each
had attracted activists and champions. In the event the environmentalists gained
what for many was intuitively impossible. At Rio priority was achieved for the
issues of global warming and of biodiversity. Global warming is scientifically
controversial, especially when it is used to suggest that there are associated
more general climatic trends for example in rainfall levels. Biodiversity is a
complex topic hardly understandable by non-specialists. Despite the unsteady
scientific foundations of the climate change and biodiversity arguments they
were the major issues at Rio. Even the unstable concept of desertification was
constructed to more political effect than water at Rio. These unlikely causes
squeezed out the predicament of the hydrosphere. Water was given relatively
little attention at Rio, but the commendable preparations in Dublin in January
1992, resulted in a detailed chapter 18 on freshwater, the longest in Agenda 21.
The lessons from the UNCED meeting in Rio appear to be that abstract issues can
gain the attention of policy makers and their influential political leaders if
they are cleverly and effectively constructed. Such a tendency fits the risk
society theory of Beck (1999) on how individuals and communities in the North
respond to risk after such emblematic shocks as Chernobyl. People stopped
trusting progress.
‘The discourse of risk begins where the
unbroken trust in safety (‘progress’) ends and applies so long as the
catastrophe has not (yet) occurred. The perception of threatening risks
determines thought and action.’
(Beck 1999:75)
The disaster of Aids and then of BSE and
other food scares has further broken the trust that communities in the North had
in science and the industries that could impact on public health. They became
especially fearful that science and industry could neither control Nature nor be
trusted to understand its potential. These events accelerated the process of
mind changing which environmentalists had laboured for three decades to achieve.
With an awful lot of help from the globalising media Northern societies are
beginning to force their governments to become more environmentally aware and
industry to adopt precautionary principles. The risk theorists call the
condition in which the North finds itself ‘reflexive modernity’. Responses are
being made to more and more risks as they are identified and awareness is
quickly and widely diffused by the globalising media. The susceptibility of the
risk-aware North to ‘new knowledge’ about water resource poverty and water
resource stress is thus high. The globalising media instruments of
awareness-raising are to hand. However, evidence shows that this awareness alone
does not lead to changes in attitude - pressures and incentives are
needed.
The Vision process is the first major
attempt to construct knowledge about global and local water since 1992, and the
most serious attempt yet to include all interested stakeholders in a world wide
consultation process. Its goal is to provide the pressure that leads to changed
attitudes and changed and most important - funded - water policy
priorities.
In the Northern milieu it should not be a
major challenge to ‘construct knowledge’ about the risk of water shortages,
impaired water quality and to project such knowledge deeply into the North. Nor
should it be difficult to make the case for water as a priority for the
multi-lateral and bi-lateral donors. They have already got their minds around
the notion that water is an economic and social good and a vulnerable natural
resource. All that is needed is some good copy and some skilled public relations
consultancy. The World Bank and the World Water Council short awareness raising
clips in between other programmes and advertising currently (April 1999 - ...)
being broadcast on CNN prove the point.
Getting the message across to the
communities, professionals and governments in the South is a different
challenge. The condition of community-wide ‘reflexiveness’ has not emerged.
Responsiveness to risk awareness in the sense that whole populations can be
alerted almost overnight to a newly perceived threat such as the recent example
of genetically modified food in Europe is not in place. The local media in the
South do not entertain, inform and educate ‘risk aware societies’. The North’s
global media with their global reach and their risk-aware material have little
impact on two billion people living in poverty. Yet it is this massive
population that must be one of the major targets of the Vision’s new knowledge,
and of the Framework for Action’s initiatives. Perceptions of poor communities need to be
influenced if their political leaders are to be able to adopt the ‘new water
knowledge’ being recommended in the Vision.
The poor
For many reasons it will be very
difficult to get those living in poverty and their political leaders to be
responsive to a single Vision message. First, they have deeply held beliefs and
expectations about water that contradict the message of the Vision. Secondly,
they are not susceptible to the notions of environmental risk in which the
message from the North is couched. Thirdly, they do not have the political,
social, economic and technical capacities to respond to the message. Fourthly,
officials and government ministers in the policy making institutions are aware
of the economic and technical impediments to making an effective response to the
message. More important they are even more aware of the political prices that would have to be
paid if the principles of water use efficiency and the recognition of the
environmental value of water were to be imposed via tough water policy
reform.
The
activists
The Vision message is prepared by
concerned activists: scientists, technical and economist professionals, policy
makers and policy implementers. It must be plural. It can be principled insofar
it is directed at the type of people recruited on to the regional TACS and other
specialist advisory groups. They have links through education and professional
experience with the same epistemic groups to which the authors of the Vision
belong. Activist scientists and the committed, neo-liberal and green-aware,
engineers and economist proponents in the donor agencies are also part of the
wide professional community who have embraced what Giddens (1984) calls ‘mutual
knowledge’. In this case the ‘mutual knowledge’ is the suite of principles being
advocated by the Northern, and some Southern, water professionals - water use
efficiency and environmental sustainability; such ‘mutual knowledge’ is not
readily assimilated by the poor billions in the South.
How should the Vision and the Framework
for Action processes approach the challenge of communicating with the numerous
poor? There is no space here to
provide detail. Key activists and champions have to be found who have the
essential appreciation of the political dimensions of innovation. Here are the
major generic local circumstances that have to be known about if new knowledge
is to have an impact:
1.
Knowledge of the deeply held
beliefs and expectations about water that may contradict the message of the
Vision must be identified
2. Notions of ‘environmental [water
resource] risk’ must be expressed in a language which is locally
relevant.
3. The ‘social adaptive capacity’ –
socio-political, economic and technical capacities to respond to the challenges
must be evaluated. [Ohlsson 1998, Turton 1999]
4. The political prices that would have to be
paid if the principles of water use efficiency and the recognition of the
environmental value of water were to be imposed via insensitive water policy
reform have to be evaluated.
Water
management policy – where have we been, where are we going: some
paradigms?
The problems
facing arid and semi-arid regions of the world with respect to the availability
of sufficient good quality freshwater have been highlighted during the last
three decades of the twentieth century. The hydrological capacity of such
regions to meet regional needs and of the global hydrological system to meet
global needs has been debated. The debate has been
inconclusive.
Shifts in perception reflecting awareness
of water resource scarcity have influenced the discourse on water. As discussed
above, it was the green movement which proved to be the main agent of innovation
with respect to paradigmatic shifts in water management policy after 1980.
Figure 1 uses trends in levels of use of freshwater for agriculture as an
indicator of the inspirations which influenced water management policy since the
late nineteenth century.
Five water
management paradigms are identified. First, the paradigm associated with of
pre-modern communities with limited
technical or organisational capacity. The second paradigm is that of industrial modernity. In the water
sector the ideas of the Enlightenment, engineering capacity, science and
investment initiatives of the state and the private sector characterised
industrial modernity. Industrial modernity was manifest as the hydraulic mission
of the mid-twentieth century. This project seized both liberal western
economies, especially the United States federal government, as well as the
centrally planned economies of the Soviet Union. The hydraulic mission proved to
be readily exportable to the South in the second half of the twentieth
century.
Questioning the water
certainties late in the period of the hydraulic mission -
1964
'Water is far from a simple commodity
Water’s a sociological
oddity
Water’s a pasture for
science to forage in,
Water’s a mark of our
dubious origin
Water’s a link with a
distant futurity
Water’s a symbol of ritual
purity
Water is politics; water’s religion
Water is just about anyone’s pigeon.
Water is frightening, water’s endearing,
Water’s a lot more than mere engineering.
Water is tragical, water is comical
Water is far from Pure Economical.
So studies of water, though free from aridity,
Are apt to produce a good deal of turbidity'
Kenneth Boulding 1964
According to
social theory the ideas underpinning industrial modernity were challenged during
the 1960s and the 1970s. The questioning led to reflexive responses and a phase
which has come to be known as 'reflexive modernity'. In the North in the water sector the
reflexive response is evident in a three water management paradigms. (Beck 1990)
This phase witnessed a reduction of water use in agriculture in a number of
semi-arid industrialised economies – Australia, California, Arizona and Israel.
[See Figure 1a]
This reflexive
phase can be shown to have three sub-phases. The third paradigm is the change of water
allocation and management priorities inspired by the environmental awareness of the green
movement. These activists succeeded in persuading governments and voters in
industrialised semi-arid regions to allocate water to the environment and reduce
allocations to agriculture. Their campaigns started in the 1960s but it was not
until the 1980s that evidence of the influence on policy became evident in water
use figures [Figure 1a].
The fourth paradigm was inspired by
economists who began to draw the attention of water users in the North to the economic value of water and its
importance as a scarce economic input. These ideas gained currency in the early
1990s. There has been an attempt to export them to the South via such agencies
as the World Bank and through the energies of such institutions as UNCED, the
World Water Council and the Global Water Partnership and the associated Global
Water Forum in The Hague in March 2000.
The
environmental and economic phases are still in train. It is argued here that
they are being supplemented by a new fifth paradigm which is based on the
notion that water allocation and management are political processes.
Environmental fundamentals such as the hydrological logic of the river basin and
economic fundamentals relating to the value of water are central to the concept
of integrated water resource management -
IWRM. But IWRM demands much more than the mere recognition of the
environmental and economic value of water and planning engineering and economic
interventions. IWRM is an intensely political process because water users have
interests and they do not want them to be diminished by such interventions.
Prioritising water allocation with an eye on the economy and prioritising
investment to reduce environmental impacts will conflict with the interests of
current water using practice. The fifth paradigm is bringing forward approaches
which include participation, consultation and inclusive political institutions
to enable the mediation of the conflicting interests of water users and the
agencies which manage water. The inclusive political process of the fifth
paradigm requires that the interests of civil society, hierarchy (government),
social movements (NGOs) and the private sector are included in the policy making
discourse. (Thompson et al 1990)
Evolving perspectives on sustainability and their special relevance to water management
The concept of
sustainability has been useful in emphasising the role of environmental
services. It was one of the notions used by green activists to raise the profile
of the importance of the environment. But the notion proved to be impossible to
operationalise in a narrow environmental sense. This was because the environment
was conceptualised as not being integrated with the social and economic users of
environmental resources.
Figure 2 shows
the way in which sustainability has been viewed in the second half of the 1990s.
Sustainability has three dimensions – for society, for the economy and for the
environment. Voices reflecting the priorities associated with these three
dimensions play a role in the political processes which mediate the water using
and water policy outcomes in a particular political economy. The strength of the
voices change according to the capacity of the different interests to construct
and articulate their wishes. It will be shown in subsequent sections that social
theory throws light on the reasons why the paradigms have been sequenced as they
have.
For water to be managed to sustain the
environment water management policies have to prioritise interventions and
resource allocation so that society and the economy, as well as the environment,
are also sustainable. This 'balance' is achieved, or not, via political
processes. Managing water is a political process and 'integrated water resource
management' – IWRM, is particularly political.
It is possible
to map the five paradigms on to the conceptualised space of the sustainability
triangle with its hydropolitical core
The semi-arid North can be shown to have
partially adopted all five water management paradigms. The professional
community associated with the water sector can easily recognise the first four
paradigms. The fifth paradigm is gaining currency – albeit slowly. Water users
and politicians in the North have been much slower to change their ways of
perceiving water.
In the South,
by contrast, the professional community generally, and all water users and
politicians have resisted the adoption of the last three reflexive paradigms.
Exceptions exist in the South at the local level where small communities manage
their water via transparent institutions tested over time.
The South is
still very much involved in its hydraulic mission. It has much economic
development ground to make up. Socio-economic development priorities are urgent;
environmental priorities are recognised but for the moment their voice is less
powerful in the policy discourse than those of society and the economy.
The water
policy discourses in the North and the South are different. Those 'outsiders'
from the North who insist on preaching the environmental and economic values of
water have little impact on the 'insider' Southern water management discourses.
The social
theory used in the preceding sections to underpin the notion of water management
paradigms cannot be used beyond the semi-arid realm. The experience of France in
managing its water sector shows that as early as the mid-1960s it was possible
to install an inclusive and a decentralised and democratic political and
management structure. (Roche 1999, Seine-Normandy Water Agency 1999 and
2000) France legislated into existence in
1966 regional Water Parliaments based on the geographical river basins of the
country. These parliaments enabled the diverse interests, through representation
in the regional water parliaments, to be taken into account. These structures
reflect all the virtues of the fifth paradigm. The concerns of water users in
agriculture and industry/services, of municipal authorities responsible for
providing water services and related engineering, social and public health services, and more
recently of those responsible for environmental services, were all represented.
These institutional developments anticipated those in the world more generally
by over forty years. That the utility of the institutions was being questioned
at the millennium by the central government of France, anxious to bring back to
the centre the control of the expanding budgets of France's decentralised Water
Agencies, is a predictable reflection of the constant tension between the
political centre and decentralised political institutions. (Water Academy
1999)
Water policy reform:
unavoidable phases and vital conditions
Water policy reforms are
shaped by the discourses that precede their formulation. The outcomes of such
discourses reflect the interests of the participants and the absence of the
interests of any that might have been excluded. Some participants in the
discourse might introduce new knowledge; others might contend old beliefs.
Current politically correct procedures urge that no stakeholder be excluded if
the consultative process is to be socially and politically safe. The
consultation process is one in which there is a potential for local approaches
to be understood by those wanting to introduce innovations based on newly
constructed knowledge.
Water policy reform,
like all innovation is a political process. It has recognised phases. Those
attempting to understand, and intervene in innovative processes must be aware of
the cycle if they are to make any analytical progress or have a substantive
impact. In addition the frustration of those recommending radical water policy
reforms will be reduced if they recognise that the benefits of the adoption of new
socio-political approaches and new economic instruments are always retrospective
rather than prospective for those stakeholders who have to adapt to an
externally inspired innovation.
Water policy reform
reduces transactional costs
Recent analysis of water
policy reform by economists (Saleth and Dinar 2000) has rediscovered the
powerful idea of Coase (1937) that institutions are transaction cost reducing.
New institutional economists have been developing the idea for over a decade
with reference to both the North and thew South (North 19xx, XXX
19xx).
Although policy reform
reduces transaction costs it may not be perceived in this way by either the
policy makers or those whom a policy reform might impact. This is unfortunate
for the innovator because it takes little observation and analysis to detect the
transaction cost savings in legally defined water management systems. For
example the domestic water reticulation systems in cities across the world
massively reduce the transaction costs of accessing safe water. The distribution
of water to agriculture throughout the world in irrigation systems is also very
successful indeed in reducing transaction costs. Would-be reformers at the millennium want to
introduce legally defined water allocating and managing instruments at local,
national and international/river basin levels which will reduce even further the
transactional costs of making water available to user. All this is
intellectually worthy but not politically feasible.
Understanding the notion
of reducing transaction costs is best achieved by considering the role of the
familiar instrument of money. (Coase 1937 and 1960) The adoption of money to
reflect mutually agreed values for diverse commodities and services required
unprecedented levels of trust. Trust was essential in the socio-political
domain. The progressive formal legitimising of the instrument was also essential
via legal frameworks with regulatory capacities in the socio-economic domain. Money is a spectacular example of how
legally contextualised instruments can reduce transaction costs. Imagine
gaining access to commodities and services as diverse as food, transport
services and information without trusted and legal monetary
instruments.
In the water sector new instruments based on principles of
water-use efficiency and the need to protect the water resource will also be
transaction cost reducing, but the nature and scale of the benefits of cost
reduction are impossible to define and quantify at the level of the community
and the nation. This inability to define
and quantify future benefits is one of the most serious impediments to water
policy reform and the implementation of such reform. Unfortunately it is not
enough to cite the impressive benefits of the current water systems and
institutions because the benefits are intangible and difficult to value in
quantitative terms. Potential beneficiaries will resist any attempt to argue
that the current systems should be reformed to reflect economic and
environmental values which would lead to reductions in the quantity of water
used or the increase in price of water to users. The resistance is explained by
the politics of the contention of existing interests and not by awareness of the
benefits of potential innovation.
The unavoidable phases
of innovation - KWHOE
If water policy reform
innovators are to have any impact on water using stakeholders they have to
recognise that such stakeholders have to know about the proposed innovation. They
next have to want the proposed
innovation. When the innovation is wanted it will be possible for them to have the new system or institution. With
the innovation in place it will then be possible to operate it, or comply with it if it is a regulatory
instrument. Operation of the new system may not at first be effective. The final
stage, therefore is to achieve effectively operation of the system or achieve effective compliance. Knowing about,
wanting, having, operating and effectively operating [KWHOE] water reforming policy and
practice can be conceptualised in a sentence but the process can take
decades.
The KWHOE process is relevant to the
professionals involved in water policy reform in the North and the South. It is
particularly relevant to the knowledge construction, information dissemination
and general innovation central to developing the Vision and Framework for Action
for global water.
•
Knowing about the benefits of
new [water reform] instruments which will reflect the environmental and economic
values of water
•
Wanting the new instruments
which will reflect the environmental and economic values of
water
•
Having the new instruments
which will reflect the environmental and economic values of
water
•
Operating/complying with the new instruments
which will reflect the environmental and economic values of
water
•
Effectively operating/complying with the new
instruments which will reflect the environmental and economic values of
water
[The
innovation process has been developed and elaborated in the paper prepared
during the FFA process – 'Facilitating remedies to water scarcity' GWP, July 1999]
Water management
has been shown to be a political process inspired by constantly changing social
priorities. Approaches to water management in semi-arid economies differ in the
plural North from those in the plural South. Cultural, social, political and
economic circumstances determine such differences. Hydro-political processes
mediate the interests of the social and economic users of water and the
interests of the environment given voice by environmental activists. Ideally
sustainability is the outcome.
A major purpose of this study is to show
that political contention associated with water policy making is dynamic and
that in industrialised political economies in the semi-arid North five water
management paradigms can be identified from pre-modernity to the
present.
The plural South is very much engaged in its
industrialising mode which involves the control of water resources to increase
agricultural output and to generate power. The contention between newly informed
Northern outsiders arguing for the inclusion of environmental and economic
priorities into water policy anticipates by some decades the politically
feasible circumstances which will facilitate the new
approaches.
Figure
1 Five water management paradigms - 1850 –
2000
Figure
1a Agricultural water use
trajectories in some semi-arid industrialised economies
Figure
2 The concept of
sustainability and the water sector; water management as a political process and
determining perceptions of the diverse values of water in the North and the
South
Figure 3 Sectoral growth in water demand and the perception of the consequences in the North and the South - pre 1950 to 2000. Perceptions of the social significance of water in the South and of its economic significance in the North.
Figure
4: An analysis of the water security of some MENA economies in relation to water
deficits and shortages of social
adaptive capacity
[Figure] b
Water security trajectories of some MENA economies
- 1950-2000
[Figure] c
Description of the water
adaptive capacity
nexus
THESE
FIGURES TO FOLLOW
Figure
1a Agricultural water use
trajectories in some semi-arid industrialised economies
Figure
5 The group/grid theory and the five water
management paradigms
Figure
6 Trajectories of water use in Israel – 1947-1999 – showing three phases of risk
awareness and how risk can be foregrounded and
backgrounded.
Figure
7 Water levels in some wells in the West Bank showing the declines from the
1970s and the rapid recovery after the rainfall event of
1992
Figure 3 An analysis of the water security of some MENA economies in relation to water deficits and shortages of social capacity |
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