Volume 5, No. 3 - September 2001
Editor's
Summary: The
author suggests that the very changes brought about by the 20-year-old Islamic
republic has so changed the country's people and structures as to undermine the
rule of conservative forces. A new generation yearns for a free, more normal
existence. The state's poor performance on a wide range of issues increases the
pressure for major alterations in the country's governance. Revolutionary
mobilization has given way to reformist mobilization. The author assesses the
numerous strong points of the
current
regime but concludes that it can stop the pressure for change only, perhaps, by
actions that would also bring its own destruction.
By
basing itself on mass-based popular support, the Iranian revolution changed the
nature of state-society relations in Iran. Although the new political elite has
tried to reduce the people's role as the majority turned against it, the major
transformations made over the last
20 years
are not so easily reversed. It is my contention that this historical experience
along with current socioeconomic and political realities has brought Iran for
the first time in its long history to the verge of inaugurating a viable
democratic political system. The problem, of course, is crossing that threshold,
a process that should take a very long time. Still, the next few years could see
the emergence of a meaningful institutional democracy in Iran despite the
continuing struggle and the power of
a
faction that opposes such a development.
The
idea to establish an "Islamic Republic" after the 1978-1979 Revolution gathered
immediate support among the revolutionaries and populace alike. The only
short-lived debate was over whether to include the word "democratic" in the
"Islamic Republic" to emphasize the democratic nature of the new state. This
matter was soon resolved in a rather undemocratic fashion when Ayatollah
Ruhollah Khomeini decided the matter was closed to debate since Islam had
already embraced democratic values in its core. At any rate, the popular image
and belief that Islam is an all-encompassing panacea to all socioeconomic and
political ills of society was overwhelming and widespread. After all, how could
Allah and his messengers be undemocratic?
The
problem of course was not so much with the Will of Allah but with the quarrel
among mortal followers over interpreting Allah's words and intentions as
presented in the Koran; the tradition, Sunnah; and deeds and sayings,
Hadith, of Prophet Muhammad and the Shi’a religious authorities,
the 'Ulema. While Iranians through a national referendum gave their
support to the creation of the "Islamic Republic," they entrusted their faith
with the 'ulema and religious intellectuals to work out the details, all without
a serious and open national debate on what Islamic Republicanism would entail.
The ideological foundation of the new state was thus from the beginning bound to
create rifts both in the state leadership and in society.
Over
twenty years later, in March 2001 Iranians gathered to celebrate, as they have
for centuries, the beginning of Norouz, the ancient pre-Islamic tradition that
marks the first day of spring and the beginning of the new year. Millions across
the country put on their new clothes and visited relatives and elders to pay
their respects and to renew friendships and acquaintances. This past year's
celebration also marked Muhammad Khatami's first four years as president.
President Khatami's plan for establishing
a
democratic Islamic Republic, however, in light of the crackdowns by conservative
elements in the government in recent months, seemed all but unraveled. The
latest assault on reformists by conservatives(2) after their severe loss in the
6th Majles (Parliament) elections, started in summer 2000 and accelerated
by March 2001. It included the closure of pro-reform publications, imprisonment
of influential journalists, curtailing of the powers of the reformist-dominated
Majles, and the arrest of 16 prominent Islamist-nationalist(3)
personalities charged with "plotting against the regime," followed by the
detention of some students activists under the same accusations.(4)
The
Islamic revolution tribunal of Tehran on April 8, 2001, arrested 40 members of
the Iran Freedom Movement (IFM) and personalities affiliated to the
nationalist-religious current. The judiciary officially banned activities of the
IFM and the nationalist-religious on the eve of Norouz when, in similar
operation, 21 prominent personalities
belonging
to these movements were detained during a night raid on the house of Mr.
Muhammad Basteh-Negar, an IFM activist."(5) In July 2001, Tehran's Revolutionary
Court issued a warrant for the arrest of IFM Secretary-General Ebrahim Yazdi,
who had failed to meet a court order issued in April to return to Iran by May 1.
Dr. Yazdi has been residing in the US, undergoing cancer treatments.
Continuing
with harassing their opponents, Iranian conservatives have also taken aim at the
reformist-dominated Majles (parliament). Mrs. Haqiqatjoo, an outspoken MM
(Member of the Majles) was detained in late March for six hours before
being released on bail. She had already been summoned by a court on charges of
inciting public opinion and insulting the judiciary after she openly criticized
the judiciary over the arrest of Mrs. Fariba Davoudi-Mohajer, a journalist
affiliated with the Islamist-nationalists. Mrs. Haqiqatjoo further had revealed
that "Mr. Ali Afshari, a student leader who was sentenced to a five-year jail
term for his participation at the now famous Berlin Conference of April 2000,
has been made to confess under duress."(6) Mr. Ahmad Salamatian, an independent
political analyst based in Paris, contends that "by extending the scope of its
prerogatives to the entire nation, the Tehran Islamic revolution tribunal has
also replaced the Intelligence Ministry, the Interior Ministry, the security
services, the Law enforcement Forces and above all the Supreme Council. It is
acting as the army in times of martial
law."(7)
In
a March 20 Norouz address, President Khatami himself suggested that "opponents
of reform are threatening the country's future: Those who do not understand the
nation's genuine and historical demands for freedom, independence, and progress,
those who sow the seeds of hatred and violence have chosen an ill-fated
journey.... The Iranian nation will say no to them all."(8)
President
Khatami's overwhelming victory in the May presidential elections was, however,
the manifestation of continuing popular support for his campaign for the rule of
law, civil society and democracy. President Khatami won 21,659,053 out of
28,160,405 votes cast in the elections, breaking his own record of the May 1997
presidential elections. Khatami scored 77 per cent of the votes, up from 70 per
cent he got in the 1997 race. The huge turn out of some six million first-time
voters was a major factor explaining the incumbent president's huge victory
margin.(9)
Although
at least one-third of the 42 million in
the
electorate did not take part in the exercise, against a mere 5 million in the
previous elections, Khatami has become the first Iranian president to increase
his votes from earlier elections, against both Ayatollah Ali Khameneh'i and
Ayatollah Ali Akbar Hashemi-Rafsanjani who got much less votes in winning a
second term.(10) So, as Mr. Hamid Reza Jala'ipoor, publisher of several
influential and mass circulation reformists dailies, all banned by the Islamic
Judiciary, has commented: "If by voting for Khatami in the May 1997 elections,
people wanted to reject the candidate of the conservatives and by the same
token, express their opposition to the present theocracy, in [May 2000's
presidential] elections, they showed great maturity by insisting on the
continuation of reforms, notwithstanding the blows the conservatives dealt to
the process".(11)
Despite
popular support for Khatami's mandate, the conservatives have continued their
assault on the media and religious and nationalist reformists. A month after
Khatami's victory, the Paris-based international press watchdog Reporters Sans
Frontieres (Reporters Without Borders, RSF) warned that the situation of press
freedom in Iran was "getting worse." RSF reported that 27 journalists were
behind bars, with twenty-one of them in an unknown place. The organization also
called on the Islamic republic Judiciary Head Ayatollah Mahmood
Hashemi-Shahroodi to order the release of the detained
journalists.(12)
The
critics have argued that despite the recent presidential victory and two more
"historic" successes in municipal and legislative elections, "Khatami's promises
of reform has proven unrealized. Not only the defeated conservatives, led by the
fundamentalist leader Ali Khameneh'i, continue to control all key positions,
including the Judiciary, Radio and Television, the Armed Forces, Security
services, but [they] have also dumped Mr. Khatami's reforms process all
together."(13)
Iran
has so far oscillated between democratic tendencies, autocratic control, and
sporadic repression. But the question remains: What is in store for the future
of democracy in Iran given the present power struggle among the state's
political leadership and the enduring socioeconomic problems that have haunted
Iran's population since the early days of the revolution? The skeptic might
argue that the experiment to blend Islam with republicanism was doomed to
failure from the beginning since Islam as a religion and as a way of life does
not permit the separation of church and state.
This
argument is that the notion of an Islamic democracy is an oxymoron. So it has
been observed: "The dichotomy that Khatami faces is essentially the political
dichotomy of the Islamic Republic of Iran, enshrined in its Constitution. The
contrast between a government based on allegiance to God and a government
legitimated through political participation may prove to be an unbridgeable
gap."(14)
On
the other hand, it has been argued that Islam and its tenets are basically
misunderstood: textual Islam
like
Christianity and Judaism embraces a mixture of divinely-ordained "democratic"
and "undemocratic" laws, values and principles. Our true understanding of Islam
must therefore go beyond reading the mere form of religion (e.g., rites and
rituals) but to understand the very content of religion. Religion "encompasses
precepts, rites, and canons...[yet] these precepts and canons are important not
in themselves but in their capacity to guide us to the essential purpose of
religion: the spiritual enrichment and moral elevation of human beings through
the worship of God."(15) So, a modern and dynamic Islamic state can adopt
democratic institutions, procedures, values and principles without losing the
"essence" of Islam.
But,
what is perhaps even more important is the degree to which democracy can
contribute to the peaceful resolution of inevitable disputes in society arising
from competition over resources. Democracy is not about religion per se, it is
about the management of competition over socioeconomic
resources
and political power within agreed-upon normative principles and values and
institutional arrangements, whereby individual citizens through elections and
other forms of political participation determine their own future through
elected representatives.(16)
This
article argues that democracy is essentially about a power struggle over
socioeconomic resources and political power in the state-society relations, and
given the structural changes in the state-society relations in the past twenty
years, Iran for the first time in its long history is faced with real
opportunities for inaugurating a viable democratic political system. The
evolution of the Iranian state-society relations based on democratic principles
and values will obviously take many years to come and will have its own unique
dynamics, but the next few years may at least see the emergence of a more
meaningful institutional democracy in Iran, the indispensable requisite for the
expansion of political and civil rights in the long run.
DEMOCRACY
IS ABOUT EMPOWERMENT
The
debate over democracy, its definition and fundamentals, as well as its impact on
governments' domestic and foreign policies, has continued for centuries. Is
democracy the best political system for promoting political, civil, and economic
rights? Can democracies continue to keep the average citizen involved in
politics? Are democracies really more peaceful than non-democracies?(17) Above
all, is democracy appropriate or desirable as a political system for
non-Western
societies (e.g., Middle Eastern countries)? That is, can an essentially Western
ideology be applied to non-Western societies?
To
answer these questions, proponents of democracy have looked to socio-economic,
political, cultural, historical, and international factors that help mold forces
responsible for the structure of political systems in different countries.
Although this article does not address these important issues, the contention
here is that democracy is about empowerment of ordinary
citizens
and that prospects for democracy in any given society is contingent upon the
presence of certain requisites.(18) Without these requisites in place, prospects
for establishing and maintaining democracy are dim and can lead to democratic
breakdown.(19)
Furthermore,
democracy as a political system is attractive to many--if not most--people
around the globe. It can be said, "nobody likes to be imprisoned, tortured, or
killed, and that everybody tries to escape when confronted with harm." Citizens
in Western countries remain fundamentally free from arbitrary and random state
repression, enjoying rights not shared by people under authoritarian regimes
that often do not respect even fundamental human rights. These political and
civil rights should be understood not as Western or non-Western but rather as
universal rights entitling individuals, within their own particular historical
and cultural settings, to shape their own future and be protected from abusive
government.(20)
The
development of democratic ideals and principles, e.g., the expansion of
widespread respect for political and civil rights of the individual, occurs not
overnight but over decades and even centuries. The expansion of such rights in
the West itself, where modern democracy first emerged, has taken centuries to
develop to where today political democracy is equated with freedom. But more
important to the process of democratic development is that the expansion of
political and civil rights has been the result of struggle and
competition
among contending groups in society (e.g., labor, women, minorities) over
political power and socioeconomic resources.
It
is only through a power struggle for the expansion of such rights that a
polyarchy,(21) a system based on multiple power centers, can eventually emerge.
The struggle for democracy in Iran must be understood within this broader
context: the politics of electioneering and establishing the fundamental
institutional framework for competitive politics (e.g., parliament, presidency),
despite all its shortcomings and even seemingly undemocratic features (e.g., the
absence of real political parties, the all-too-powerful office of the rahbar or
velayat-i faqih) can in the long run develop more democratic features.
The politics of electioneering on its own is educational and also has a
mobilizational impact on the populace in large. This is not to argue that
elections on their own represent democratic states or having elections means the
beginning of a successful journey toward a
fully
democratic state. But, it is inconceivable to witness the emergence of a
democracy without elections and electoral processes in place.
Modernization
theory proposes that economic, social, and political mobilization lead to social
mobilization, economic development and political democracy.(22) But political
democracy results from such development only where social and economic, as well
as political power resources become more evenly distributed and that this cannot
be assumed to occur, at least
not
initially. The development of civil society through organized and active groups,
clubs, and associations can also help the cause of democracy by challenging the
hegemony of the state over socioeconomic resources and political power. So, it
is argued that civil society is correlated to democracy. Historically, the term
"civil society" has been used to mean different things, but its current usage
clearly points to a particular type of relationship between the state and
society.(23) Specifically, civil society exists where "clubs, organizations and
groups act as a buffer between state power and the life of the citizen."(24) In
the absence of such groups and associations, the state dominates socioeconomic
and private affairs.
However,
most developing societies like Iran suffer from structural inadequacies: Social,
economic, and political settings are such that a widespread number of people,
though in varying degrees, remain relatively poor, uneducated, and in poor
health. This, coupled with underdeveloped and ineffective social organizations
and the absence of a civil society, has often meant the domination of society by
the state, which leaves the society vulnerable to the whims of elites in and out
of power.(25) The strong position of the state vis-à-vis a weak civil society is
responsible for the disproportionate share in power by the state in less
developed countries.
So,
state control over vast resources in many developing countries has made the
state a formidable force in the distribution of
socioeconomic
resources and political power, through its control over mineral and natural
resources, development projects, police and intelligence, permission for the
opposition to organize into political parties, labor unions, and associational
groups, etc. The ruling elite naturally resists expanding political and civil
rights, especially if such a move would threaten its interests or its very
survival and benefit opposition groups. A compromise resolution can emerge only
when the cost of oppression to the state supersedes any potential benefits, and
concessions offered to the opposition ultimately results in a net
gain.
The
popularity of Islam as a religion and as a panacea to all social ills poses a
serious challenge to political and religious leadership of the 'ulema in the
Islamic world. The 'ulema have always claimed that Islam is not merely a
religion but a way of life, and, as such, Islamic values, laws and moral codes
should guide Muslims and their political leadership throughout ages. The 'ulema
must then play a central, if not dominant, role in the daily affaires of the
state, since there is no separation of religion from politics in Islam. But, the
modern state in Muslim countries, as elsewhere in the developing world, has
established itself as a dominant entity, adhering to "modern" secular values,
and representing for the most part the powerful elites with entrenched interests
and resistant to societal pressure for power sharing.
On
the other hand, the religious leadership, as well as religious groups and
intellectuals in Iran and elsewhere in Muslim countries, has found itself in the
midst of a power struggle between the state and society over socioeconomic
resources and political power. The 'ulema have enjoyed overall religious
legitimacy over the past centuries, and have proven themselves capable of
mobilizing the population at large in either opposition to (e.g., during the
Iranian Revolution) or in support of (e.g., Iran under the shah, Saudi Arabia)
the state. However, they have
yet
to truly prove themselves as successful statesmen and political leaders. In
Iran, the experimentation with an "Islamic" Republic has proven very
challenging, to say the least. Questions over the extent of political and
religious authority of the state and the political and civil rights of the
citizens have been daunting the state authorities since the early days of the
revolution.(26)
THE
INSTITUTIONAL APPROACH TO DEMOCRACY IN THE ISLAMIC REPUBLIC
The
new ruling elites'--consisting
of
'ulema, religious and secular intellectuals and, at least initially, democrats
and liberal nationalists--solution to mass popular participation and support for
fundamental change in the state-society relations after decades of being
marginalized by the Pahlavi regime was the creation of an Islamic Republic. In
doing so, soon after the revolution the institutional foundation of a
representative government was laid out, including a new constitution, a
legislative body, Majles, and an independent judiciary.
Iran
today has a complex cleric-dominated but popularly driven political system. The
institutional framework designed for the Shi’a Islamic Republic embraces
both popular participation and a balance of power within the ruling elite
circle. The supreme authority is the guide (rahbar) of the revolution, currently
Ayatollah Ali Khameneh'i, who was appointed by the popularly elected 83-member
Assembly of Experts (majles-i khubregan) which has constitutional rights
to dismiss him if it decides he abuses
his
authority. The guide is not expected to interfere with the daily affairs of the
government, although he is commander-in-chief of the armed forces and has the
power to dismiss the president and to appoint the heads of the judiciary, the
revolutionary guards, the media, and the military. The Council of Guardians
(shura'-i negahban), comprised of religious lawyers appointed by the
guide and of lay lawyers elected by the parliament ensures that all legislation
conforms to Islamic law.
Since
1988, the
Expediency
Council (shura-i maslahat-i nezam) has been in charge of resolving
disagreements that often arise between the Council of Guardians and the
popularly elected parliament. The reshaping of the Expediency Council in the
weeks prior to former president Hashimi Rafsanjani's departure from office
resulted in an increase in the power and prestige of the Council, which
Rafsanjani now heads.(27) In contrast to all these appointed bodies, members of
the parliament and the president are popularly elected.
The
creation of an Islamic republic was beset with difficulties from the start.
Ayatollah Khomeini aimed to replace a tyrannical leader with a just, popular
rule under the tenets of Islam. The challenge to the Islamic republic has been
to establish popular sovereignty under clerical rule and preserve a government
with a divine mission whose real secular task was to run a modern state in a
Western-dominated capitalist world.(28) However, with the exception of the
government-controlled Islamic Party, no
provisions
were made for independent political parties. And soon after the fall of the
provisional government of Bazargan, all opposition was suppressed, including the
liberal National Front and the leftist Mojahideen-i Khalq, which accused the
ruling 'ulema of monopolizing power and eventually declared an armed struggle
against the government. The new religious leadership ignored that "institutional
approach to democracy necessarily implies that no group in civil
society--including religious groups--can a
priori
be prohibited from forming a political party." And that, "Constraints on
political parties may only be imposed after a party, by its actions, violates
democratic principles," and "the judgment as to whether or not a party has
violated democratic principles should be decided not by parties in the
government but by the courts."(29)
The
Majles itself, in light of the absence of true political party opposition
to the state, has been a battleground for factionalism, broadly divided into
conservative and reformist camps: Elite factionalism among clerics began almost
immediately after the revolution. The ideological and political fragmentation in
the fifth, and now in the sixth parliament, remains along three lines. The
Association of the Hizballah consists of conservative-minded individuals and
blocs of parliamentarians who reject President Khatami's agenda for the
supremacy of the rule of law, the expansion of civil society and individual
freedoms, within a yet-fully-developed Islamic framework. The
Hizballah
Members of the Parliament stand in opposition to Khatami and his supporters in
the parliament. They are generally suspicious of the direction of domestic
reforms and closer relations with the West that they see leading toward the
erosion of the supreme leader's authority, and ultimately the secularization and
subordination of Iranian society to "external powers" at the expense of Islam.
They perceive the notion of individual rights in opposition to the Shi’a
principle of guided leadership by a faqih (leader).
The
central issue is over whether the guide should be popularly elected or not,
given that his leadership is ordained by the Shi’a belief in the
infallibility of Imams and by implication, the leader (i.e., the guide, not the
president).(30) The Independent Hizballah Members are parliamentarians who
supposedly remain independent in their political and ideological orientations
and whose votes in the legislator is not either in support of or in opposition
to President Khatami but can swing
between
the other factions. Overall, the debates over the ideological and practical
application of clerical rule among and between clerics have intensified in the
past 20 years.
The
ideological and political division within the Shi’a clergy-dominated
ruling government is the natural outcome of the struggle for power and
resources, including ideological hegemony, within the state and between the
state and society at large. That is, the behavior of the state in Iran can
convincingly be explained based on the clergy's efforts to sustain itself and in
doing so to dominate society. The debate over the place of Islam in the "Islamic
Republic" is not merely a matter of theological interest but reflecting a long
historical struggle over the "proper" role the 'ulema should play in Islam and
the Islamic community, the Umma'.
The
historical view has been that Islam without the leadership of the velayat-i
faqih (Guardianship of the Jurists) is not possible. Indeed, without the
leadership of the Guardians Islam, like Christianity in the West, may even be
destined over time to lose its hold in society and be overshadowed by forces of
secularism and capitalism. This will not only undermine Islam and Islamic
tenets, it will severely undermine or even destroy the "rightful and legitimate"
clerical leadership of the 'ulema as the guardians of Islam. After all, the
presumption is that the survival of Islam in the past fourteen centuries without
the leadership of the 'ulema would not have been possible.
The
experiences of the Islamic Republic since the revolution, however, has
demonstrated that religious leaders once in power are not immune to the
corrupting influences of politics. Regardless of the ideological foundation of
the state, modern politics is about the management of conflict over the
distribution of socioeconomic resources and political power. The management of
the state-society relations, however, without the benefit of effective
institutions is not possible. It is through the clashes of ideas and interests,
managed and organized in political, economic and social institutions that
peaceful resolutions to conflicting interests can be tested and implemented. In
the political arena, opposition political parties, religious or not, and
different associations and clubs like labor unions are instrumental in the
process of democratization.
But,
democratic institutions do not appear overnight and during the transitionary
period from authoritarian to democratic rule they often coexist with
authoritarian institutions. So, in Iran the democratically elected institutions,
such as the president and parliament, must share power with equally powerful, if
not more powerful, authoritarian and unelected elements of the government.(31)
Therefore, the question should not be whether Islam can function without the
benefit of the 'ulema or the velayat-i Faqih. Instead, the question is
what are the appropriate institutional arrangements where religious and secular
forces can openly compete for political power without undermining the rules of
democracy and democratic bargaining. Ayatollah Hussein Ali Montazeri, the most
prominent critic of Ayatollah Khameneh'i with millions of supporters, for
example, has called for changes to the Iranian constitution so that the
concentration of powers in the hands of a single person does not occur.
Montazeri also has suggested that "either the post of president and spiritual
leader should be combined to create a powerful elected leader or the president
should be given more powers and the spiritual leader should just fill an
advisory role."(32)
SOCIAL
MOBILIZATION AND THE TRANSFORMATION OF THE STATE-SOCIETY RELATIONS
The
aggressive effort by conservatives to suppress the reformists in Iran raises the
question of whether the future of democracy in Iran is doomed. Can the limited
democratic gains in Iran, through fairly open and competitive local and national
elections, be rerouted by conservative forces who see democracy and popular
sovereignty as Western values and incompatible with Islam? In other words, can
conservatives through their control of central political institutions and the
military erase the Republic from the Islamic Republic of Iran? While it is
impossible to predict exactly what is in store for the future of democracy in
Iran, my contention is that the nature of the state society relations in Iran in
the past 20 years has been altered drastically by domestic and international
events, making a return to authoritarian rule, under any ideological disguise,
very unlikely.
The
Iranian society's experiences in the post-revolution era have been intense,
violent, and widespread. The revolutionary upheaval, anti-government armed
insurgencies by opposition groups, the eight-year-long war with Iraq, the rapid
population growth and urbanization, the flood of Afghani and Iraqi refugees, the
U.S. economic sanctions and most of all the persistence of economic crisis have
had enduring impacts on the Iranian society. These events, along with the
deliberate state policy of "Islamization" and populist economic policies to give
priority to rural development and an overall a more balanced approach to
development, have reshaped the foundation of Iran's socioeconomic and political
structure. Despite all its shortcomings, Iranian society's outlook on the state
and its own self-image has fundamentally changed.
The
power distribution in the state-society relations in modern Iran until the
1978-1979 revolution had been structured by a complex relationship among the
monarchy and its supporters, the 'ulema and the religious establishment, and the
traditional small merchants or the Bazarris. The politically powerless
middle and working classes did not play central roles in setting the national
agenda. Similarly, the intellectuals' influence over masses in the national
struggle for freedom--which since the 1906 Constitutional Revolution had focused
against anti-colonialism and foreign domination, and not democracy per
se--remained marginal for the most part.(33) But today, intellectuals,
professionals, the media, filmmakers, and artists are among the forerunners in
the national struggle for democracy and freedom.
It
is only in the past 20 years that we have witnessed the disappearance of the
monarchy as a central contender for power, and the weakening of 'ulema as the
legitimate heir to Allah's rule on earth in the absence of a Mahdi or the
Messiah. The rise of the 'ulema to political power, moreover, has exposed their
vulnerabilities to trappings of power, thereby raising doubt about
their
ability and sincerity to act simultaneously as both political and religious
leaders. The 'ulema, now contenders for power, are no longer perceived as
sincere men of God and immune from corruption. The result, in the words of Naser
Momayesi, is that, "the clergy's direct involvement in state affairs has made it
the main target of blame for the ills of society and the state. The cleric's
mismanagement of the economy, totalitarian control over the country's cultural
life, and above all, abuse of power, have severely undermined their once
untarnished moral authority."(34)
Similarly,
the post-revolutionary period has mobilized the Iranian population, creating
space for young educated males and females from all socioeconomic backgrounds,
and helped energize the intellectuals and professionals who have been on the
forefront of the drive for democracy. Ironically, much of the changes in the
fabric of Iranian society, prompting the drive toward democracy, have been the
result of policies promoted by the central government itself. Even throughout
the war with Iraq, "The building of schools and roads between rural areas and
the towns (sometimes for strategic reasons), the electrification of the
villages, and the building of modern facilities (public bath, hospitals, houses,
etc.) was undertaken at a relatively fast pace."(35) In that sense, Islam in
Iran has played a central progressive role in the ongoing process of development
and empowerment of the traditionally poor and powerless.(36)
Despite
positive developments in Iran in uprooting the historical relations of power,
the past 20 years has also created new obstacles for democracy. The revolution
brought an end to the royal court and its powerful allies who had long
controlled vast amount of economic resources and political power. But, since the
new state's institutions have created new networks of interest
articulation--that along with their allies among bazarri merchants and social
conservatives remain resistant to economic restructuring--social reform, calls
for accountability and democratic rule is being fiercely resisted by some
government institutions.
The
creation of state-run foundation-conglomerates following the revolution to help
consolidate state control of society has had long-term economic and political
consequences. The Revolutionary Guards, for example, was created to help the
police and security forces to combat anti-revolutionaries, but it has developed
into a powerful organization, with its own ground, naval, and air forces
to
defend
and maintain order throughout the country. The Dispossessed Foundation
(Bunyad-i Mostazafin and Janbazan) also employs hundreds of
thousands of people, linking their livelihood with the state. It controls
thousands of workshops, factories, hotels and other properties it inherited from
their nationalization in the earlier years of the revolution.
These
para-statal foundations enjoy extensive economic endowments and political
backing, and have become a source of wealth and political power for those in
charge of these foundations. Some of these foundations are exempt from taxation
and have grown into influential forces blocking any attempts for economic
privatization and reforms. Perhaps the most notable example is the Dispossessed
Foundation, whose budget is close to equaling 60 percent of the entire national
expenditure on development. The Dispossessed Foundation is under the authority
of the spiritual guide and is exempt from any parliamentary investigation,(37)
although parliament has increasingly called for bringing such organizations
under its jurisdiction.
The
transformation of the state and society in Iran has been a function of
sociopolitical and ideological transformations within both the state and
society, compounded with severe and persistent economic crises. The state policy
to propagate "Islamic justice" mainly to the dispossessed has helped mobilize
Iranian population from the ground up. Through the expansion of access to clean
water, electricity, roads, education, and even political power through local
elections, the government has opened the gate to the flood of massive social
mobilization. So, "by homogenizing the people, the Iranian revolutionary regime
indirectly has contributed to the consciousness of the new society that demands
participation in political matters and refuses henceforth the transcendence of
the state over society."(38)
Despite
the state's populist policies in giving priority to the needy, the
Mostazafin, the weight of economic difficulties in Iran continues to be
placed on the backs of the poor that now also includes large segments of working
and middle classes. An over-bloated, inefficient public sector, dominated by
narrow, monopolistic special interests, high levels of unemployment and
inflation and the devaluation of Iran's currency in the international market
have had devastating impacts on the standard of living in Iran. The middle class
has declined in size and wealth and the working class is plagued with high
levels of unemployment. The repeated devaluation of the rial in the
international market and persistent inflation and unemployment have also hurt a
wide majority of the people, while benefiting some state organizations and
black-marketers, and helping to spread corruption and bribery in almost every
sector of the economy. As a result, hard currencies such as the dollar have
replaced the rial as a medium of exchange in the open market.(39)
Thus,
the government, in light of the gradual transformation of Iranian society, faces
an increasing
legitimacy
problem. It can no longer justify itself by insisting that it is bringing about
the creation of an ideal Islamic society that embraces equality, justice and
freedom while it cannot provide for socioeconomic needs and fundamental
political freedoms of its people. The resolution of ideological splits within
the state can help sustain the state and to legitimate its existence, but the
long-term solution for the survival of the "Islamic" republic rests with the
extent of its success in providing material benefits and fundamental freedoms to
Iranians through further redistribution of political power and socioeconomic
resources.
Iranian
society under the shah for the most part "was undemocratic in its institutions,
in the distribution of power and in the material outlook of its elites and the
majority of its citizens."(40) But, the populist revolutionary approach to
education and rural development, broader minority autonomy, internal migration
because of the eight-year-long war with Iraq and continued rapid urbanization
have promoted the cause of cultural homogeneity in Iran. After two decades, the
society is "culturally more homogeneous than ever before: even in remote areas,
young boys and girls speak and write in Persian, including ethnic regions like
Azerbaijan, Baluchistan, Kurdistan, and the predominantly Arab area of
southeastern Khuzistan."(41) As one author observed in 1997:
The
new generation is better educated on the whole, at least in the case of popular
groups from the lower and lower middle class and particularly in rural areas. It
is much more politically aware than the one that took part in the Revolution
because it is devoid of a utopian turn of mind and has experienced the harsh
facts of life resulting from two decades of economic difficulties (the decline
in oil prices, the flight of the capital outside Iran, the eight years of war
and its heavy toll in terms of destruction and brain drain,
etc.)(42)
Civil
society in Iran, despite fundamental structural changes in the fabric of the
Iranian society and the social mobilization of women, students, and
intellectuals, remains relatively weak. Civil society is basically used to label
any group or movement outside the state apparatus and control, regardless of its
purpose or character. But the relations among groups and movements and between
them and the state are also assumed to be at least minimally cordial and not
totally conflictual. This view has led the concept of civil society's becoming
so general that it
is
sometimes indistinguishable from the general term, "society." However, the
pressure for change toward civil society and democracy in Iran emanates not so
much from agents of civil society--which remains relatively few in numbers,
organizationally weak and mostly ineffective in influencing public policy--but
from the overall mobilized population across all sectors of society.
Post-revolution
Iran witnessed a revamping of the education system both in the content of the
curriculum and in the opportunity of access to lower and higher education.
First, the new agenda for national education was to include priorities for
incorporating Islamic values and culture into the curriculum. Second, the lower
strata of the Iranian population that included the lower and lower middle
classes, were given priorities of access in the national education scheme. The
new regime felt compelled to respond to its mainstream constituency, the
dispossessed, for ideological and political support during the crucial years of
consolidating power. Thus, the expansion of new schools and universities to
villages and small towns became a natural policy option. New quotas were
accorded by the state to the families of martyrs (those killed during the
revolution, in the service of the mobilized "vanguard" revolutionary guards, or
in the eight-year war with Iraq) to compensate them for their sacrifices and
continued support of the regime. In higher education, particularly, "martyrs'
siblings and children were allocated special quotas, a form of "positive
discrimination." Sometimes almost half the university places were reserved for
them, easing the accession of the popular classes to higher education, with the
middle classes grudgingly accepting the situation."(43)
In
the years following the Cultural Revolution of 1980-1982 and the reopening of
universities, "The lower class students were instrumentalized by the [Hizballah]
to put down any student or faculty opposition. They were mobilized in
demonstrations and muzzled protests by intimidating students and by helping the
[Hizballah] scrutinize their 'Islamic mores.' Many joined the Bureau for the
reinforcement of Unity (daftar-e tahkim-e vahdat), a student association
under the aegis of the [Hizballah]."(44) However, with the new generation of
students entering universities, a gradual shift of the lower class students from
a Hizballah ideology toward a new perception of politics was evident. As Farhad
Khosrokhavar, a professor at Ecole des Hautes en Sciences Sociales in
Paris has observed:
By
the second half of the 1990s, the shift was clear, as evident in the massive
attendance at Soroush's(45) classes and the sporadic protest movements against
the poor quality of dormitories and cafeterias. The [Hizballah] had lost its
popular support among students, even among those who owed their studies to the
quotas of the regime and its financial contributions, mainly through the
Revolutionary Foundations, which were controlled by the [Hizballah].
Progressively, the Bureau for the Reinforcement of the Unity shifted from a
[Hizballah] ideology to an open and reformist one."(46)
Women
have also experienced a great transformation in their status and self-image in
society. Before and during the revolution, "Women had thought of each other
either as archaic and non-intelligent (the arrogant attitude of Westernized
middle class women toward the popular ones) or as selfish, immodest and
dehumanized (the attitude of women in the lower classes in popular districts of
Tehran toward those living in the Westernized residential neighborhoods in the
northern parts of the city)."(47)
The
initial imposition of strict Islamic dress code, the repeal of family planning
laws and other restrictive family and individual laws, affecting women for the
most part, have either been loosened or reversed. The status of Iranian women,
entrapped in chauvinistic and patriarchal rules and norms of behavior, still has
a long way to go. It can also be argued that Iranian women along with other
sectors of society have suffered from severe economic hardships and an overall
decline in the standard of living and severe limitations on their freedom of
statement and other civil liberties. The general population including women,
however, has been mobilized by the revolutionary upheaval and has gained a
greater sense of awareness and social consciousness.(48)
The
ideological foundation of the state itself has been instrumental in the
mobilization of women and the population in general. Despite the wide range of
interpretations on the role of women in Islam, most religious and political
leaders have not objected to women participation in politics, in the market and
in social activities. After all, the popular image of women in Islam often
reverts back to Prophet Muhammad's wife, Khadijah, and his daughter, Fatima,
both symbolizing strength, independence, comradeship with their husbands in life
and successful individuals in their own rights.
The
wider access to education for women and the intermingling of women
from
different socioeconomic stratum and cultural groups, because of the eight-year
war and internal migration and rapid urbanization, have helped the mobilization
of women in society. Thus, "Women are much better educated than before, and they
are by far more conscious of their unjust situation.... In comparison to the
Shah's times when they were accorded a partial juridical equality with men, they
are now more mature in terms of human agency. Before the Revolution, the great
majority of women had no clear
consciousness
of their rights; now, they are much more aware of the necessity to engage in
social action to convince public opinion (particularly men) to change the laws
in the name of social justice."(49)
The
achievements by women in creating a social space for themselves have not been
due solely to opportunities granted to them by men in power. Women, when
possible, have proved themselves very apt to mobilization and statement of their
views. They poured their support behind presidential candidate
Muhammad
Khatami in 1997 and again in 2001 and have been among his strongest
supporters.
The
leadership of the women's movement itself is divided between secular women like
Mehrangiz Kar, Shirin Ebadi and Islamist ones like Faezeh Hashemi and Shahla
Sherkat, among others. But both groups have in common their dedication to the
cause of women in Iran. Women have learned:
To
respect each other in spite of their differences and not to demonize each other
for their divergent views on religion....
The
Islamist feminists, for example, defend women's rights in the name of the
complementarity of men and women in Islam; they ask for separate swimming pools,
duplication of the facilities for women whenever possible, defense of women in
the name of Islamic justice, and interpretations of religious law in a way that
is favorable to women. Secular feminists try to show the equality of men and
women in modern institutions and international treaties to which Iranian
government adhered long ago.(50)
HOW
ABOUT THE MILITARY AND ARMED FORCES?
What
role do the military and armed forces play in the struggle for political power
and democracy? Although the armed forces have been instrumental in the survival
of the regime thus far, the probability of a direct military intervention to
gain control of the state remains unlikely.
The
Islamic Revolutionary Guard Forces (IRGC) and the corps of volunteers, the
Basij, have remained central in maintaining security and political stability.
They were instrumental during the eight years of war with Iraq in keeping the
regular armed forces checked and preventing possible plots for military coups.
The Iranian leadership even during the war years remained suspicious of the
regular army.(51) The IRGC, in light of its experience during the Iran-Iraq and
Gulf wars, has developed itself into a more structured and professional body
with new uniforms, rank structures, naval and air forces, all under the direct
command of the leader, Ayatollah Ali Khameneh'i. The regular army remains under
the command of the chief of staff of the armed forces and is loyal to the
leader.
Both
IRGC and the Basij forces, along with the law enforcement forces, have also been
active in helping police and security forces in maintaining civil order in
cities and villages across the country. These often young and ideologically
dedicated militia volunteers are known to obey orders without questions, whether
in putting down demonstrations in cities as in Tehran, Isfahan, and Arak, or
fighting the Iraqi-supported armed Mujahiden-i Khalq opposition in the Western
frontier, or engaging armed drug smugglers in the eastern frontiers bordering
Pakistan and Afghanistan. The Basij remains a dedicated force supporting the
government, especially in controlling unrest, as in the 1994 Qazvin unrest or
the July 1999 student demonstrations.
During
the summer 1999 student demonstrations the heads of the IRGC boldly threatened
the possibility of the guards' intervention if things were to "get out of hand."
A letter was signed by (24) commanding officers warning President Khatami for
failing to recognize the threat to Iran's national security because of students'
demonstrations and the possibility for the guards' armed intervention should
Khameneh'i deem it necessary. While the armed forces have begun to recover from
the eight-year war with Iraq, it remains qualitatively poor, financially
strapped, and faces even more potential adversaries today than ever before in
its modern history. Iran today is surrounded by potential adversaries in all its
borders; whether Iraq or Turkey to the West, Afghanistan and Pakistan to the
East, Turkish-Israeli-American influence to the north or the American forces
stationed in the Gulf in the south. Added to all this is the thriving network of
drug trafficking, originating in Afghanistan and through Iran and Turkey,
eventually finding its market in Europe.
Iran's
efforts to rebuild its military after the eight-year war with Iraq initially
faced severe financial constraints since the economy was in no shape to support
major expenditures. So, the projected $2 billion annual military budget was cut
drastically. By the second half of the 1990s, however, with the turning around
of oil prices and a more disciplined approach to economic management, Iran's
military expenditures began to rise again and also involved major arms purchases
from Russia and China.(52)
However,
despite recent increases in its defense budget, the quality of Iran's armed
forces remains low and its
offensive
capabilities marginal. The armed forces also remain structurally weak and
organizationally divided.(53) The division of the armed forces into regular
military and revolutionary guards has created a dual military structure that has
made command control more difficult. The status of IRGC and whether it is
totally dedicated to the conservatives' vision and mission of the Islamic
Republic has also come to be questioned in recent years.(54)
The
status of the armed forces in Iran, particularly with respect to the
revolutionary guards, is linked to the future of democratic rule. The
politicization of IRGC, the "Islamization" of the command and control of the
regular army, and the overall low quality of the status of armed forces have
made the Iranian military less of an enduring threat to civilian rule. Contrary
to its neighbor's militaries in Pakistan and Turkey, who have a virtual carte
blanche to intervene in civilian rule, when deemed necessary, civil-military
relations in Iran has not been so
favorably
institutionalized on behalf of the military.
This
is not to argue that military in Iran and particularly the IRGC may never
attempt to gain control of civilian rule especially if the current regime faces
an imminent threat of being overthrown, but given the historical absence of
military rule in Iran and the present civil-military relations, prospects for a
direct military intervention remains unlikely. This, of course, can help the
cause of democracy in Iran.(55)
CONCLUSION
The
Iranian
revolution marked a new beginning in the state-society relations in that
country. The new elite in charge of the state from the beginning attempted to
separate itself from the old structure of power that relied mainly on support
from powerful wealthy families, the military, technocrats, the affluent upper
middle class and foreign powers. The clergy-based government instead has relied
fundamentally on mass-based popular support to deliver its populist agenda for
the country. Both the state and society in the past 20 years, however, have
experienced major transformations, altering forever the nature of the
state-society relations in Iran. The revolution, eight years of war with Iraq,
post-war reconstruction experiences, and the ideological split within the state
have marked the transformation of state-society relations. The mobilization of
the post-revolution generation in general and students and women in particular,
led by intellectuals and professionals, has drastically changed the fabric of
society.
The
state itself can no longer persuasively blame monarchists,
counter-revolutionaries and foreign plots for its own shortcomings. Given the
ideological split within its ranks and leadership, the conservatives must either
bend to popular will or formulate mechanisms to share political power with the
opposition.
The
implications for Iran's experimentation with republicanism and democracy are
more profound than a simple formulation of a developing country's struggle to
achieve political democracy. Democracy, understood as empowerment of the
citizenry, has a very strong appeal in Iran today. It has taken a revolution, a
bloody eight-year war with its neighbor, and isolation in the international
community to demonstrate to Iranians themselves and the outside world that the
country has indeed embarked upon a new path to political assertiveness and
self-reliance. Iran has indeed been more independent in formulating its domestic
and foreign policies than ever before in its recent history. One can of
course
disagree
with the extent of Iran's successes and failures in political, socioeconomic and
diplomatic arenas. But the current debate on the rule of law, civil society and
democracy and the "reevaluation" of the regime's past 20 years' performance are
due to Iranians' genuine experiences with trials and errors in creating an
"Islamic" republic. Iranians are learning that the price of freedom most often
is high and the road to accountable governance and responsible citizenship
requires continuous struggle.
The
clampdowns on reformist-oriented individuals and the media and the imprisonment
of reformists under bizarre interpretations of "Islamic" tenets only indicate
the state's vulnerability in responding to rapid changes in Iran, ironically
promoted by the state itself in the past two decades.(56) Whatever one's view on
the debate on Islam and democracy, it is my contention that the final verdict
will largely depend on the successes and failures of the ruling elite in
delivering tangible economic, social,
and
political benefits to Iranians in general and to their immediate constituencies
in particular. That is, the notion of an Islamic democracy is far easier to
instill where the general population benefits from the state's public policies
that help legitimate and consolidate the elites' position in society at
large.
The
new generation of Iranian electorate "has not seen the shah's regime, did not
take part in the revolution, and yearns for a non-heroic, non-puritanical and
pluralist social life. This
generation
does not think any more in revolutionary terms but rather in reformist ones.
This change is due not only to external factors (the collapse of the Soviet
Union, the aspiration for democracy in many parts of the world, etc.) but also
to internal reasons within Iranian society."(57) However, the resolution of what
role the top religious leadership, rahbar, must play in the overall distribution
of political power is the most immediate challenge facing the
regime.
Khatami's
first four years were not a total failure. Despite serious setbacks to Khatami's
reform agenda, the population in general and the post-revolution generation in
particular has become energized and mobilized, demanding structural and enduring
change. Khatami' limited success has been due not so much because of his
incompetence, lack of vision, or leadership but due to persistent acts of
sabotage of his reform ideas by the conservatives. Khatami has insisted
throughout on primacy of the rule of law and civil society, Jama'ah
Madani, as requisites to socioeconomic and political
development.
On
November 26, 2000 Khatami gave a major speech confessing he has no power to
implement the Constitution and his own duties as president. Nevertheless, in the
May 2001 presidential election, Iranians continued their support for reform.
Khatami's failure would be the failure of the Islamic Republic, and given the
socially mobilized Iranian population one wonders how long the conservatives can
continue to rule with an iron-fist before either giving into reformist
Islamists-nationalists reform agenda or further lose their religious/political
legitimacy and perhaps succumb to yet another revolutionary
upheaval.
The
view presented here is that the changes in Iran have been structural and there
are no real prospects for a return to the authoritarian ruling style of the
past. It is possible that the conservatives will triumph, perhaps using some
form of military intervention against the reformists. Another scenario would be
for the regime--possibly
based on a broader consensus--trying to follow the Chinese model of blending
economic growth with political stagnation. Yet the outcome lies not only with
personalities or factional struggle but also with some of the deeper shifts and
developments visible in Iranian society over the last two decades. This factor,
along with the strong popular base of support for the reform movement, offers
hope for the future.
NOTES
1.
Portions of this article have previously been published in either my book or
article on Islam, state-society relations and democracy, see Ali R. Abootalebi,
Islam and Democracy: State-Society Relations in Developing Countries:
1980-1994 (New York and London:
Garland,
2000); "The Struggle for Democracy in the Islamic Republic of Iran," Middle
East Review of International Affairs, MERIA, Vol. 4, No. 3 (September 2000):
43-56.
2.
Reformists in Iran refer to intellectuals, nationalists, and Islamists (those
Islamic leaders whose vision of Islam is more in tune with democratic rule and
compatibility of Islam with modernity) and other groups and personalities; those
who reject the more restrictive and traditional view of the conservative
religious leaders on Islam
and
its role in society, economy and polity.
3.
Reformists are also referred to as Islamist-nationalist, a coalition of
Islamists and nationalist personalities who share their opposition to
traditional religious readers' orthodox view of Islam and modernity.
4.
As reported by Iran Press Service, April 4, 2001, on the Internet at
http://www.Iran-Press-Service.com.
5.
Iran Press Service, April 4, 2001.
6.
Iran Press Service, March 28th, 2001.
7.
Iran Press Service, April 8, 2001.
8.
As reported in the
Radio
Free Europe/Radio Liberty, Iran Report, Vol. 4, No. 12, 26 March
2001.
9.
Iran Press Service, June 10, 2001.
10.
Iran Press Service, June 11, 2001.
11.
Iran Press Service, June 10, 2001.
12.
Iran Press Service, June 14, 2001.
13.
See comments by Iran Press Service's Editor, Safa Haeri, May 24,
2001.
14.
A.
Reza Sheikholeslami, "The Transformation of Iran's Political Culture,"
Critique, No. 17 (Fall 2000): 105-133. Quotation is from p.
133.
15.
See
the short essay in Persian that appeared in now-closed newspaper Asr-e
Azadegan on January 2000, "on Form and Content in Democracy and Elections"
by Hasan Youssefi-Eshkevari, who was arrested in August 2000 for attending an
April 2000 conference in Berlin on democracy and reform in Iran. For translated
version and quotation used here, see Mahmoud Fazeli Birjandi, "Playing with the
People's Choice," published under "Voices from Within: Selections from the
Iranian Press," Journal of Democracy, Vol. 11, No. 4 (October 2000):
139-46; 140.
16.
See,
Abootalebi, Islam and Democracy.
17.
On
this topic see, for example, William J. Dixon, "Democracy and the Management of
Conflict," Journal of Conflict Resolution, 37, 1(March 1993):
42-68.
18.
The
literature on democracy and its requisites is rich. For a brief discussion of
qualitative and quantitative approaches to democracy and its requisites, see
Rueschemeyer, Dietrich, Evelyne Huber Stephens and John D. Stephens, Capitalist
Development and Democracy (Chicago: University of Chicago Press, 1992). See,
also, Ali R. Abootalebi, "Democratization in Developing Countries: 1980-1989,"
Journal of Developing Areas 29 (July 1995): 507-30. A more comprehensive
list includes:
Seymour
Martin Lipset, Political Man (Baltimore, MD: The Johns Hopkins University Press,
1981); Robert Dahl, Who Governs? (New Haven: Yale University Press, 1961); Arend
Lijphart, The Politics of Accommodation: Pluralism and Democracy in the
Netherlands (Berkeley: University of California Press, 1968); Dankwart A.
Rustow, "Transitions to Democracy:
Toward
A Dynamic Model," Comparative Politics 2 (April 1970), pp. 337-63; Robert Dahl,
Polyarchy: Participation and Opposition (London and New Haven, CT: Yale
University Press, 1971); Robert Dahl, Modern Political Analysis, 3rd ed.
(Englewood Cliffs, NJ: Prentice Hall, 1976). On Democracy and dependency, see
Edward N. Muller, "Dependent Economic Development, Aid Dependence on the United
States, and Democratic Breakdown in the Third World," International Studies
Quarterly 29 (1985): 445-69; Guillermo A. O'Donnell, Modernization and
Bureaucratic-Authoritarianism: Studies in South American Politics (Berkeley
Institute of International Studies: University of California, 1973); Andre
Gunder Frank, Capitalism and Underdevelopment in Latin America: Historical
Studies of Chile and Brazil (New York: Monthly Review Press, 1967); Fernando H.
Cardoso and Enzo Faletto, Dependency and Development in Latin America (Berkeley,
CA: University of California Press, 1979); Immanuel Wallerstein, The Modern
World System (New York:
Academic
Press, 1974); Immanuel Wallerstein, The World Capitalist System (Cambridge:
Cambridge University Press, 1980). On Culture and Democracy, see Joseph
Schumpeter, Capitalism and Democracy (New York: Harper and Row, 1942); Lerner,
The Passing of Traditional Society: Modernizing the Middle East (New York: Free
Press, 1958); Gabriel A. Almond and Sidney Verba, The Civic Culture: Political
Attitudes and Democracy in Five Nations (Princeton, NJ: Princeton University
Press, 1963); Gerhard Lenski and Jean Lenski, Human Societies (New York: McGraw
Hill, 1974); Sidney Verba, Norman H. Nie, and Jae On Kim, Participation and
Political Equality: A Seven Nation Comparison (London: Cambridge University
Press,1978); Samuel H. Barnes and Max Kaase, et al., Political Action: Mass
Participation in Five Western Democracies (Beverly Hills, CA: Sage, 1979);
Gabriel A. Almond and Sidney Verba eds., The Civic Culture Revisited (Boston,
MA: Little, Brown, and Company, 1980); Kenneth A. Bollen and Robert W. Jackman,
"Political
Democracy
and the Size Distribution of Income," American Sociological Review 50 (August
1985): 438-57; Ronald Inglehart, Culture Shift in Advanced Industrial Society
(Princeton, NJ: Princeton University Press, 1990); Edward N. Muller and Mitchell
A. Seligson, "Civic Culture and Democracy: The Question of Causal
Relationships," American Political Science Review 88 (September 1994):
635-52.
19.
Democratic
breakdown in developing countries are caused by a number of sources, including
foreign intervention, dependency, and military intervention in politics. See,
for example, Edward Ned Muller, "Dependent Economic Development, Aid Dependence
on the United States, and Democratic Breakdown in the Third World,"
International Studies Quarterly 29, 1985: 445-69.
20.
Giovanni
Sartori, "How Far Can Free Government Travel?" Journal of Democracy 6, no. 3
(July 1995): 101-11, p. 103.
21.
The
term Polyarchy was first coined by Robert Dahl and it refers to a political
system where both the opportunity for participation and contestation for
political power among elites are widely open. See, Robert Dahl,
Polyarchy.
22.
A
great deal of the literature on modernization during the 1950s and 1960s was
dedicated to social mobilization. See, for example, Karl W. Deutsch, A Social
Mobilization and Political Development, American Political Science Review 55
(September 1961): 493-514; David E. Apter, The Politics of Modernization
(Chicago: University of Chicago Press, 1965); Daniel Lerner, The Passing of
Traditional Society: Modernizing the Middle East (Glencoe, IL: Free Press,
1958).
23.
See
Ernest Gellner, "Civil Society in Historical Context," International Social
Science Journal, August 1991: 495-510. For more recent discussion on the civil
society debate, see the two volumes (1994, 1996) produced by the New York
University Civil Society in the Middle East Project, edited by Augustus R.
Norton and Farhad Kazemi, Civil Society in the Middle East (New York: New York
University Press).
24.
Muhammad
Muslih and Augustus Richard Norton,
Political
Tides in the Arab World, Foreign Policy Association, no. 296, Summer 1991, p.
11.
25.
There
is, noticeably, in LDCs a lack of local and national groups and associations
that can bring people together with common interests. This is, however, not
surprising, given that the existence of and participation in such interest
groups is highly related to the amount of free time and resources that people
have. In societies where most people are relatively poor, and are mainly
concerned with the essentials
of
life like food, clothing, and shelter, organized group participation becomes
something of a luxury that most cannot afford.
26.
See
Ali R. Abootalebi, Islam and Democracy.
27.
The
decision by Ayatollah Khamene'i to reshape the expediency council has led to
thirteen more members and has taken voting privileges concerning questions
unrelated to constitutional matters away from the six religious lawyers of the
council of guardians who are also members of the expediency council.
28.
It
should be clear to
Muslims
that in the Quran and Shari'a, Allah is the ultimate sovereign, and everything
on earth and heaven is under His command. Yet, there is nothing in either source
to deny Muslims' freedom of action to improve their individual and communal
lives, nor does Shari'a promote subservience to the state as a proof of proper
Muslim behavior. On the contrary, individuals are regarded as responsible for
the salvation and well being of themselves, their families, and their
communities. See, The Quran, Surah (chapter) 10, Aya (verse) 108 (NJ. Dawood,
trans., New York: Penguin, 1993). The writings of Hasan Turabi, Mehdi Bazargan,
Abd al-Karim Soroush, as well as the late Ayatollah Taleqani, also discuss the
sovereignty issue. Mehdi Bazargan, for example, in response to Samuel
Huntington's assertion of "the clash of civilizations," commented, before his
death, on the positive relationship between Islam and individual rights,
peaceful coexistence with non-Muslims, economic development, freedom of action,
and democracy.
See
Mehdi Bazargan, "Is Islam a Global Threat?" (Aya Islam yek khatar-i Jahani
Ast?), Rahavard no. 36 (Tir 1373 [1994]): 48-57. For a recent discussion of
various Islamic concepts with implications for democracy (e.g., tawhid, shurah,
khilafah, etc.) see, John Esposito and John O. Voll, Islam and Democracy (New
York: Oxford University Press, 1996).
29.
Alfred
Stepan, Religion, Democracy, and the "Twin Tolerations," Journal of Democracy,
Vol. 11, no. 4 (October 2000): 37-57, p. 40.
30.
See
also, Shaul Bakhash, "Iran's Remarkable Election," Journal of Democracy, Volume
9, No. 1 (January 1998): 80-94, 83, 84.
31.
Naser
Momayesi, "Iran's Struggle for Democracy," International Journal on World Peace,
Vol. XVII, 4 (December 2000): 41-70, p. 66.
32.
See
Radio Free Europe/Radio Liberty, Iran Report, Vol. 4, No. 27 (23 July
2001).
33.
On
a history of intellectual participation in the democratic struggle in Iran, see
Merhzad Boroujerdi, Iranian Intellectuals and the West: The Tormented Triumph of
Nativism (Syracuse: Syracuse University
Press,
1996).
34.
Naser
Momayesi, p. 53.
35.
Jahad-e
Sazandegi (Crusade for Construction) was heavily involved during and after the
war in rebuilding Iran, see Eric Hooglund, "Jehad-e Sazandeghi and Rural
Change," in Proceedings of the 100th Birth Anniversary of Imam Khomeini
Conference in Tehran (Tehran: Majmeh'e Jahani Islam Ganjineh m'aruf Quran,
2000). Cited in Khosrokhavar, p 7.
36.
Islam
and Islamic leaders play different roles in different countries, depending on
the underlying socioeconomic and political structure prevalent in any particular
country and whether Islam is in power, as in Iran and Sudan, or it is a
contending force competing for power, as in most Muslim countries. I have
elsewhere discussed this point in more detail. See, Ali R. Abootalebi, Islam and
Democracy.
37.
Akhbar-e
Iqtisad, Vol. 2, April 24, 2000, p. 2.
38.
Farhad
Khosrokhavar, "Toward an Anthropology of Democratization in Iran," Critique, no.
16 (Spring 2000): 3-29, p.10.
39.
For
Iran's post-revolution economy, see, for example, Hooshang Amirahmadi,
Revolution and Economic Transition: The Iranian Experience (N.Y.: State
University of New York Press, 1990); Jahangir Amuzegar, Iran's economy under the
Islamic Republic (London: I.B. Tauris, 1993); Massoud Karshenas and M. Hashem
Pesaran, "Economic Reform and the Reconstruction of the Iranian Economy,"
Middle East Journal Vol. 49, No. 1, (Winter 1995): 89-111; Jahangir
Amuzegar, "Iran's Post-Revolution Planning: The Second Try," Middle East
Policy,
Vol.
VIII, 1 (March 2001): 25-42.
40.
Khosrokhavar,
p. 4.
41.
Khosrokhavar,
p. 9.
42.
See
Eric Hooglund, "Letter from an Iranian Village," Journal of Palestine Studies
27, no. 1 (Autumn 1997): 76-84, as cited in Khosrokhavar, p. 9.
43.
Khosrokhavar,
p. 19.
44.
Khosrokhavar,
pp. 19-20.
45.
Abdalkarim
Soroush is perhaps the leading Islamist intellectual in Iran. Soroush published
works are numerous and there is an Internet site dedicated to his works, at
http://www.seraj.org/seraj.htm. He is currently a
visiting
fellow at Harvard.
46.
Khosrokhavar,
p. 20
47.
Khosrokhavar,
p. 22.
48.
My
comments about women, students and the youth and the overall transformation of
society in Iran also reflect my own personal observations during my last two
visits to Iran in summer 1997 and 2000. I spent several weeks in Tehran and
visited the western provinces of Azerbaijan and Kurdistan and the eastern
province of Khurasan , as well as the Caspian region, and held personal formal
and informal interviews with a number of people.
49.
Khosrokhavar,
p. 23.
50.
Khosrokhavar, p. 22.
51.
For more on civil-military relations in Iran, see Sepehr Zabih, The Iranian
Military in Revolution and War (London: Routledge, 1988); Nader Entessar, "The
Military and Politics in the Islamic Republic of Iran," in Hooshang Amirahmadi
and Manoucher Parvin, eds., Post-Revolutionary Iran (Boulder, CO: westview
Press, 1988); Michael Eisenstadt, "The Armed Forces of the Islamic Republic of
Iran."
52.
Iran expenditures on arms imports, according to its Central Bank figures stood
at $1.625 billion in 1989-90; $1.6 billion in 1990-91; $1.678 billion in
1991-92; $808 billion in 1992-93; and $850 million in 1994-94. Figures cited in
Michael Eisenstadt, "The Armed Forces of the Islamic Republic of Iran: An
Assessment," MERIA, March 2001, endnote 1. By March 2001 after a large Iranian
delegate visit to Russia, that included high military officials including
Admiral Ali Shamkhani the head of the regular military and IRGC, it was all but
certain that major arm purchases from Russia was forthcoming.
53.
For a recent account of the status of Iran's armed forces, see Michael
Eisenstadt, March 2001.
54.
The support of IRGC personnel for Khatami in 1997 Presidential elections and the
refusal of their commander units in opening fire on demonstrators during the
1994 Qazvin demonstrations has raised some questions about IRGC's outlook of the
power structure in the Islamic Republic. See, Michael Eisenstadt, "The Armed
Forces of the Islamic Republic of Iran."
55.
For a discussion on democracy, military, and politics in Turkey and Pakistan,
see Foreign Affairs, November/December 2000 issue. See, Eric Rouleau, "Turkey's
Dream of Democracy," pp. 100-14 and Jessica Stern, "Pakistan's Jihad Culture,
pp. 115-26.
56.
The number of arrests, imprisonment, newspaper closure, and an overall crackdown
on reformists in Iran dramatically increased since summer 2000 (1379 in Iranian
calendar). Among victims have been secular reformists, religious-nationalists),
religious personalities and politicians, and a series of newspapers and other
publications.
57.
Khosrokhavar, p. 8.
*Ali
R. Abootalebi has taught at the University of Arizona and Union College. He
is
currently
associate professor of Political Science at the University of Wisconsin, Eau
Claire. He is author of Islam and Democracy: State Society Relations in
Developing Countries, 1980-1994 (New York and London: Garland Publishing,
2000).
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